Timan Pfrang
Tilman Pfrang, LL.M.
Patentanwalt, Dipl.-Phys.

The Local Division Düsseldorf on how to defend as a member of a group of alleged infringers

In case UPC_CFI_363/2023, the Local Division Düsseldorf recently provided helpful clarification for multi-party litigation. The decision is dealing with a case in which a claimant chose to sue multiple defendants – alleged infringers - in a single suit. According to the LD Düsseldorf, each defendant maintains their independence in the proceedings, ensuring that actions by one do not prejudice others.

Details
The independence of the individual proceedings means that defendants must individually decide their course of action, be it challenging the patent's validity or contesting infringement claims, without relying on co-defendants' actions.

According to the LD Düsseldorf, Rule 25.1 of the Rules of Procedure (RoP) requires that if a defence includes the claim that the allegedly infringed patent is invalid, each defendant must individually file a counterclaim for the patent’s annulment. However, this does not preclude multiple defendants from jointly filing such a counterclaim. If, however, some defendants choose not to file a counterclaim for annulment, and thus the counterclaim is explicitly filed only by some, the defendants not involved in the annulment counterclaim are formally excluded from arguing the patent's invalidity in their proceedings. Therefore, they cannot successfully argue the lack of legal validity in their case. However, as long as the court does not separate the proceedings against multiple defendants, this has no practical effect.

Our key takeaways

  • Each defendant in a multi-party litigation maintains a procedural independence throughout the proceedings.
  • If a defence strategy of any defendant includes that the patent being allegedly infringed is invalid, such defendant is required to file a counterclaim for the patent’s annulment – either individually or as co-claimant.
  • Defendants who choose not to file a counterclaim for revocation are formally excluded from arguing the patent's invalidity in their proceedings. However, if the court decides not to separate the proceedings among various defendants, this exclusion does not practically impact the “non-filing” defendants.